SFC Licences of LOK Suen Hong 駱遜康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Tianda Asset Management Limited 天大資產管理有限公司	RO	9	21 December 2022
Tianda Asset Management Limited 天大資產管理有限公司	RO	4	21 December 2022
Tianda Securities Limited 天大証券有限公司	RO	4	21 December 2022
Tianda Securities Limited 天大証券有限公司	RO	1	21 December 2022
Tianda Asset Management Limited 天大資產管理有限公司	RE	9	20 December 2022	21 December 2022
Tianda Asset Management Limited 天大資產管理有限公司	RE	4	20 December 2022	21 December 2022
Tianda Securities Limited 天大証券有限公司	RE	4	20 December 2022	21 December 2022
Tianda Securities Limited 天大証券有限公司	RE	1	20 December 2022	21 December 2022
Bright Smart Asset Management Limited 耀才資產管理有限公司	RO	9	19 December 2017	22 September 2022
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	4	19 December 2017	22 September 2022
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	19 December 2017	22 September 2022
Look's Securities Limited	RO	1	05 June 2017	13 December 2017
Safari Asia Limited 十八里亞洲有限公司	RO	9	05 June 2017	13 December 2017
Safari Asia Limited 十八里亞洲有限公司	RO	4	05 June 2017	13 December 2017
Bright Smart Asset Management Limited 耀才資產管理有限公司	RO	9	28 July 2015	26 April 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	12 May 2015	26 April 2017
Fulbright Securities Limited 富昌證券有限公司	RE	1	31 May 2012	21 March 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	28 February 2012	24 May 2012
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	11 January 2011	10 February 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	9	25 August 2008	21 June 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	4	15 July 2008	06 January 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	15 July 2008	06 January 2011
South China Research Limited 南華資料研究有限公司	RE	4	15 March 2006	06 July 2008
South China Securities Limited 南華證券投資有限公司	RE	1	15 March 2006	06 July 2008