SFC Licences of WU Kwok Leung 胡國良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CSFG International Asset Management Limited 山高國際資產管理有限公司
RE 4, 9 23 January 2019 12 March 2019
ZM Asset Management Limited 正美資產管理有限公司
RO 4, 9 07 March 2022
Original Asset Management Limited 原創資產管理有限公司
RO 4, 9 07 October 2020 31 January 2022
OX Financial Securities Limited 小牛金服證券有限公司
RO 1 07 October 2020 31 January 2022
Original Asset Management Limited 原創資產管理有限公司
RE 4, 9 25 September 2020 07 October 2020
CSFG International Asset Management Limited 山高國際資產管理有限公司
RE 6 12 March 2019 03 July 2020
CSFG International Asset Management Limited 山高國際資產管理有限公司
RO 4, 5, 9 12 March 2019 03 July 2020
Fairy Ambition Limited 昇譽有限公司
RO 4, 9 11 June 2018 07 December 2018
Fairy Ambition Limited 昇譽有限公司
RE 4, 9 23 April 2018 11 June 2018
De Tiger Capital Limited
RO 4, 9 21 September 2017 01 February 2018
iBest Consultants Limited
RO 1, 4 03 December 2014 15 May 2016
iBest Consultants Limited
RO 2 03 December 2014 02 June 2015
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 25 May 2009 01 May 2014
Haitong International Securities Company Limited 海通國際證券有限公司
RO 1 16 February 2009 01 May 2014