SFC Licences of BENNETT Russell Stirling
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Liquidity Finance (Hong Kong) Limited | RO | 1 | 10 December 2020 | |
SC Lowy Financial (HK) Limited | RE | 1 | 03 March 2014 | 29 June 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 August 2003 | 01 March 2006 |