SFC Licences of TSE Wai Tong 謝偉堂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 25 June 2010 | 29 September 2010 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 03 September 2003 | 06 November 2003 |