SFC Licences of WU Joseph Shi Li 武士立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OSL Digital Securities Limited OSL數字證券有限公司 | RE | 1 | 24 June 2021 | 19 May 2023 |
| OSL Digital Securities Limited OSL數字證券有限公司 | RE | 7 | 13 May 2021 | 19 May 2023 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 15 March 2018 | 24 September 2018 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 06 February 2012 | 29 November 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 January 2011 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 11 June 2009 | 14 January 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 14 July 2003 | 14 January 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 July 2003 | 14 January 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 14 July 2003 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 14 July 2003 | 06 December 2010 |