SFC Licences of SAMUELL Darren John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tora Trading Services Limited
RO 1, 2, 7 08 October 2021
Tora Trading Services Limited
RE 1, 2, 7 12 August 2015 08 October 2021
Instinet Pacific Limited 極訊亞太有限公司
RE 1, 4, 7 28 October 2009 04 December 2012
Instinet Alpha Trading Limited 極訊香港有限公司
RO 1, 4, 7 12 June 2006 24 November 2008
Instinet Alpha Trading Limited 極訊香港有限公司
RE 4, 7 04 October 2005 12 June 2006
Instinet Alpha Trading Limited 極訊香港有限公司
RE 1 27 September 2005 12 June 2006
Macquarie Capital Limited 麥格理資本股份有限公司
RO 1 14 November 2003 01 August 2005
Macquarie Capital Limited 麥格理資本股份有限公司
RO 7 14 November 2003 22 March 2004