SFC Licences of LAI Ki Fung, Kevin 黎奇峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 13 December 2010 | 15 April 2012 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 13 December 2010 | 15 April 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 13 December 2010 | 15 April 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 13 December 2010 | 15 April 2012 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 01 September 2006 | 16 February 2007 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 01 September 2006 | 16 February 2007 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 September 2006 | 16 February 2007 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 02 November 2005 | 29 August 2006 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 31 August 2005 | 29 August 2006 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 24 July 2003 | 05 February 2004 |