SFC Licences of LEE Yun Wing, Aaron 李恩榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RO	9	12 October 2023
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RO	4	12 October 2023
Quantum Leap Capital Limited 量躍資本有限公司	RO	9	23 February 2023	05 September 2023
Quantum Leap Capital Limited 量躍資本有限公司	RO	4	23 February 2023	05 September 2023
Infinite Capital Limited 昊陽資本有限公司	RO	9	14 July 2021	28 February 2022
Infinite Capital Limited 昊陽資本有限公司	RO	4	14 July 2021	28 February 2022
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RO	9	04 February 2019	30 June 2021
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RO	4	04 February 2019	30 June 2021
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RE	9	10 January 2019	04 February 2019
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RE	4	10 January 2019	04 February 2019
Monmonkey Group Asset Management Limited 大聖資產管理有限公司	RO	9	10 August 2018	31 October 2018
Monmonkey Group Asset Management Limited 大聖資產管理有限公司	RO	4	10 August 2018	31 October 2018
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	31 December 2014	07 March 2016
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	31 December 2014	07 March 2016
Fortune Hill Asset Management Limited 富春山資產管理有限公司	RO	9	08 May 2014	24 November 2014
Fortune Hill Asset Management Limited 富春山資產管理有限公司	RO	4	08 May 2014	24 November 2014
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	9	17 April 2012	25 May 2013
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	4	17 April 2012	25 May 2013
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	1	17 April 2012	25 May 2013
Huarong International Securities Limited 華融國際證券有限公司	RO	4	04 August 2011	09 December 2011
Huarong International Securities Limited 華融國際證券有限公司	RO	1	04 August 2011	09 December 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	2	11 March 2011	09 December 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	4	11 March 2011	04 August 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	1	11 March 2011	04 August 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	4	14 December 2010	23 January 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	14 December 2010	23 January 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司	RO	4	26 July 2010	14 December 2010
RHB Securities Hong Kong Limited 興業金融證券有限公司	RO	1	26 July 2010	14 December 2010
RHB Asset Management Limited 興業金融資產管理有限公司	RE	9	18 January 2010	23 January 2011
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	18 January 2010	23 January 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	4	09 September 2008	26 July 2010
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	09 September 2008	26 July 2010
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	18 July 2007	18 August 2008
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	18 July 2007	18 August 2008
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	18 July 2007	31 July 2008
Network Financial Services Limited 萬匯理財策劃有限公司	RE	4	28 July 2003	25 February 2004