SFC Licences of FAN Mingxi 范明曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 07 March 2019 | 18 December 2023 |
| UBS Securities Asia Limited | RE | 1 | 06 October 2008 | 18 December 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 July 2003 | 12 July 2008 |