SFC Licences of LUO Pengwei 羅鵬巍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ten Asset Management Limited 壹拾資產管理有限公司 | RO | 9 | 14 July 2020 | |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 9 | 05 January 2015 | 10 July 2020 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 25 August 2003 | 08 June 2004 |