SFC Licences of ZHAO Xiao 趙晓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 | RE | 9 | 01 November 2016 | |
Pine River Capital Management (HK) Limited | RE | 9 | 16 October 2012 | 30 June 2016 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 25 August 2003 | 06 August 2012 |