SFC Licences of XIA Hua 夏華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 | RO | 6 | 06 November 2018 | |
| Innovax Capital Limited 創陞融資有限公司 | RE | 1 | 04 April 2018 | |
| Innovax Capital Limited 創陞融資有限公司 | RE | 6 | 06 March 2018 | 06 November 2018 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 6 | 03 July 2017 | 14 February 2018 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 25 March 2014 | 27 March 2017 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 23 September 2003 | 01 November 2004 |