SFC licenceholder AJC245 SHUM Wai Ping 沈慧萍

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE [3] (Leveraged Foreign Exchange Trading) 17 December 2004 14 July 2006
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 27 July 2004
Emperor Securities Limited 英皇證券(香港)有限公司 RE [1] (Dealing in Securities) 27 November 2003 15 July 2004