SFC Licences of SHUM Wai Ping 沈慧萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 17 December 2004 | 14 July 2006 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 27 July 2004 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 27 November 2003 | 15 July 2004 |