SFC Licences of LAU Hwa Jen 劉華仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aletheia Analyst Network Limited | RE | 4 | 11 July 2016 | |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 24 October 2012 | 11 July 2016 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 29 September 2010 | 03 February 2012 |
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 07 December 2009 | 16 September 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 30 July 2004 | 10 September 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 13 April 2004 | 21 July 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 13 April 2004 | 21 July 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 31 October 2003 | 11 March 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 22 October 2003 | 11 March 2004 |
HSBC Securities (Asia) Limited | RE | 4 | 28 July 2003 | 17 October 2003 |