SFC Licences of EGLISKIS David Walter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 15 October 2012 | 12 January 2022 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 24 March 2011 | 24 June 2011 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 24 March 2011 | 24 June 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 16 August 2007 | 26 November 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 20 June 2006 | 07 July 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 08 December 2003 | 07 July 2007 |