SFC Licences of SAXENA Gautam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 20 November 2015 | 11 December 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 20 November 2015 | 11 December 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 20 November 2015 | 11 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 20 November 2015 | 11 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 November 2015 | 11 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 November 2015 | 11 December 2015 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 29 July 2003 | 10 May 2005 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 29 July 2003 | 10 May 2005 |