SFC Licences of TANG James 鄧民煇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Forthright Capital Management Limited 方德資本管理有限公司 RO 1 05 October 2021
Forthright Capital Management Limited 方德資本管理有限公司 RO 9 12 August 2019
Forthright Capital Management Limited 方德資本管理有限公司 RO 4 12 August 2019
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RO 9 13 October 2017 18 April 2019
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RO 4 15 November 2016 18 April 2019
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RO 1 29 January 2016 18 April 2019
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RE 1 30 December 2015 29 January 2016
Fulbright Securities Limited 富昌證券有限公司 RO 4 19 June 2015 30 November 2015
Fulbright Securities Limited 富昌證券有限公司 RO 1 19 June 2015 30 November 2015
Fulbright Securities Limited 富昌證券有限公司 RE 1 11 May 2015 19 June 2015
Fulbright Securities Limited 富昌證券有限公司 RE 4 11 May 2015 19 June 2015
Fulbright Wealth Management Limited 富昌財富管理有限公司 RO 1 27 November 2014 24 March 2015
Fulbright Wealth Management Limited 富昌財富管理有限公司 RO 4 27 November 2014 24 March 2015
South China Asset Management Limited 南華資產管理有限公司 RE 9 14 June 2013 09 May 2014
South China Asset Management Limited 南華資產管理有限公司 RE 4 13 May 2013 09 May 2014
South China Securities Limited 南華證券投資有限公司 RE 1 13 May 2013 09 May 2014
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 4 29 February 2012 10 January 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 29 February 2012 10 January 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 4 21 September 2011 29 February 2012
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 21 September 2011 29 February 2012
iBest Consultants Limited RE 1 13 March 2009 01 September 2011
iBest Consultants Limited RE 9 26 September 2003 01 September 2011
iBest Consultants Limited RE 4 26 September 2003 01 September 2011