SFC Licences of HO Ka Fai 何家輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 | RE | 4 | 09 June 2020 | |
Silverbricks Securities Company Limited 元庫證券有限公司 | RE | 1 | 09 June 2020 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 14 October 2016 | 02 June 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 14 October 2016 | 02 June 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 14 October 2016 | 02 June 2020 |
Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 04 September 2003 | 05 October 2004 |