SFC Licences of ZHANG Wenxian 張文先

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 13 December 2013 31 August 2019
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 13 December 2013 31 August 2019
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 13 December 2013 31 August 2019
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 13 December 2013 31 August 2019
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 13 December 2013 31 August 2019
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 13 December 2013 31 August 2019
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 13 December 2013 31 August 2019
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 13 December 2013 31 August 2019
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 13 December 2013 31 August 2019
Haitong International Research Limited 海通國際研究有限公司 RO 4 13 April 2011 02 December 2013
Haitong International Research Limited 海通國際研究有限公司 RE 4 10 May 2010 13 April 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 4 17 December 2009 07 January 2011
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 24 September 2003 24 November 2007