SFC Licences of LOH Wan Sze 羅宛詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 02 September 2014 | 11 August 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 26 April 2010 | 05 September 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 September 2007 | 11 August 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 20 January 2004 | 19 August 2004 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 August 2003 | 19 August 2004 |