SFC Licences of SUN Lei 孫磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Target Capital Management Limited 泰達資產管理有限公司 | RO | 9 | 18 July 2019 | |
Target Capital Management Limited 泰達資產管理有限公司 | RO | 4 | 07 February 2018 | |
Target Capital Management Limited 泰達資產管理有限公司 | RO | 1 | 07 February 2018 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 27 August 2014 | 18 September 2015 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 27 August 2014 | 18 September 2015 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 10 March 2014 | 18 September 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 August 2011 | 15 January 2014 |