SFC Licences of SPENCE Robert Hector John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Keefe, Bruyette & Woods Asia Limited RO 6 08 November 2011 14 November 2012
Keefe, Bruyette & Woods Asia Limited RO 1 08 November 2011 14 November 2012
Keefe, Bruyette & Woods Asia Limited RE 4 08 November 2011 14 November 2012
Keefe, Bruyette & Woods Asia Limited RE 6 30 August 2011 08 November 2011
Keefe, Bruyette & Woods Asia Limited RE 1 30 August 2011 08 November 2011
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RO 9 24 May 2011 29 July 2011
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RO 4 24 May 2011 29 July 2011
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RO 1 24 May 2011 29 July 2011
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RO 9 16 October 2008 14 September 2009
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RO 4 16 October 2008 14 September 2009
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 4 05 December 2007 16 October 2008
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 9 28 November 2007 16 October 2008
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 9 15 June 2007 31 August 2007
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 15 June 2007 31 August 2007
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 9 08 July 2004 15 June 2007
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 1 09 January 2004 15 June 2007