SFC Licences of COONEY Michael James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Qantex Capital Markets Limited | RO | 2 | 12 November 2012 | 31 August 2015 |
Qantex Capital Markets Limited | RO | 1 | 08 June 2012 | 31 August 2015 |
Qantex Capital Markets Limited | RE | 2 | 04 July 2011 | 12 November 2012 |
Vantage Capital Markets HK Limited | RO | 2 | 09 February 2010 | 30 March 2011 |
Vantage Capital Markets HK Limited | RO | 1 | 09 February 2010 | 30 March 2011 |
Vantage Capital Markets HK Limited | RE | 2 | 05 January 2009 | 09 February 2010 |
Vantage Capital Markets HK Limited | RE | 1 | 05 January 2009 | 09 February 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 22 November 2006 | 08 December 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 November 2006 | 08 December 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 22 November 2006 | 08 December 2008 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 16 November 2006 | 08 December 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 November 2006 | 08 December 2008 |
GFI (HK) Securities L.L.C. | RE | 1 | 03 March 2006 | 31 October 2006 |
HSBC Securities (Asia) Limited | RE | 1 | 07 September 2004 | 14 November 2005 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 27 May 2004 | 23 January 2006 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 11 September 2003 | 23 January 2006 |