SFC Licences of SO Po Man 蘇寶文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 1 | 23 April 2014 | 10 August 2015 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 16 August 2013 | 23 April 2022 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 16 August 2013 | 23 April 2022 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 12 October 2011 | 24 October 2012 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 12 October 2011 | 24 October 2012 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 1 | 29 September 2003 | 16 June 2004 |