SFC Licences of CHUANG Shang-Yan 莊尚源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 9 | 04 January 2012 | 31 December 2015 |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 4 | 04 January 2012 | 31 December 2015 |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 1 | 04 January 2012 | 31 December 2015 |
Merrill Lynch Far East Limited | RE | 4 | 22 April 2005 | 28 February 2011 |
Merrill Lynch Far East Limited | RE | 1 | 22 April 2005 | 28 February 2011 |
Merrill Lynch Far East Limited | RE | 6 | 08 November 2004 | 28 February 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 08 November 2004 | 28 February 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 November 2004 | 28 February 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 November 2004 | 28 February 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 September 2003 | 10 July 2004 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 September 2003 | 10 July 2004 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 29 September 2003 | 10 July 2004 |
Merrill Lynch Far East Limited | RE | 6 | 29 September 2003 | 10 July 2004 |