SFC Licences of GOLDIE Benjamin James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 September 2013 | |
ICAP Equities Asia Limited | RE | 1 | 27 January 2010 | 09 March 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 08 September 2003 | 29 March 2004 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 08 September 2003 | 29 March 2004 |