SFC Licences of YIP Chung 葉頌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nerico Brothers Limited | RE | 1 | 11 October 2021 | 16 February 2022 |
| Zero2IPO Securities Limited 清科證券有限公司 | RE | 1 | 20 July 2020 | 30 April 2021 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 15 October 2018 | 31 January 2020 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 21 September 2017 | 23 April 2018 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 | RO | 2 | 18 April 2016 | 13 September 2017 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 16 March 2016 | 13 September 2017 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 | RE | 2 | 16 March 2016 | 18 April 2016 |
| Nerico Brothers Limited | RE | 9 | 27 November 2015 | 01 March 2016 |
| Nerico Brothers Limited | RE | 2 | 24 January 2013 | 01 March 2016 |
| Nerico Brothers Limited | RE | 1 | 24 January 2013 | 01 March 2016 |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 27 April 2012 | 26 July 2012 |
| Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 27 April 2012 | 26 July 2012 |
| Richmond Asset Management Limited | RE | 9 | 06 September 2011 | 13 February 2012 |
| Richmond Asset Management Limited | RE | 4 | 06 September 2011 | 13 February 2012 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 10 June 2009 | 29 July 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 18 January 2007 | 29 July 2011 |
| Perfect Asset Management Limited 霸域資產管理有限公司 | RE | 4 | 05 January 2006 | 09 January 2007 |
| orientiert XYZ Securities Limited | RE | 4 | 05 May 2005 | 14 June 2005 |
| Perfect Asset Management Limited 霸域資產管理有限公司 | RE | 4 | 13 October 2003 | 25 April 2005 |