SFC Licences of YIP Shek Hung 葉錫洪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 19 May 2005 | 26 April 2006 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 21 April 2005 | 26 April 2006 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 21 April 2005 | 19 May 2005 |
| Tian Yuan Finance Limited 天元金融有限公司 | RE | 6 | 12 March 2004 | 03 May 2004 |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 03 November 2003 | 15 November 2003 |