SFC Licences of LAU Chi Ho 劉志豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
DT Securities & Futures Co. Limited 大田證券期貨有限公司	RO	2	01 November 2018	14 July 2022
DT Securities & Futures Co. Limited 大田證券期貨有限公司	RO	1	01 November 2018	14 July 2022
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RO	1	20 December 2016	31 August 2018
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RO	2	24 March 2015	31 August 2018
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RE	1	12 February 2015	20 December 2016
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RE	2	12 February 2015	24 March 2015
Seazen Resources Futures Limited 新城晉峰期貨有限公司	RO	2	21 August 2013	02 February 2015
Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司	RO	2	11 September 2012	26 July 2013
Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司	RE	2	14 May 2012	11 September 2012
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	26 July 2011	13 April 2012
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	26 July 2011	13 April 2012
Berich Brokerage Limited 百裕證券有限公司	RE	1	01 March 2011	17 May 2011
Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司	RE	2	01 March 2011	17 May 2011
Enlighten Futures Limited 名匯期貨有限公司	RE	2	12 August 2010	01 November 2010
Enlighten Securities Limited 名匯證券有限公司	RE	1	12 August 2010	01 November 2010
MFG Limited 峰滙金融集團有限公司	RE	2	01 June 2010	07 August 2010
MFG Limited 峰滙金融集團有限公司	RE	1	01 June 2010	07 August 2010
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司	RE	2	05 June 2007	24 November 2008
Roctec Futures Trading Company Limited 鷹達期貨有限公司	RE	2	12 February 2007	31 May 2007
Roctec Securities Company Limited 鷹達證券有限公司	RE	1	12 February 2007	31 May 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	03 November 2003	31 July 2006
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	03 November 2003	31 July 2006