SFC Licences of LAM Yuen Kai, Leon 林源佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 4 | 16 January 2023 | |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 1 | 16 January 2023 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 February 2014 | 28 June 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 06 November 2013 | 28 June 2019 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 09 October 2003 | 10 July 2004 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 09 October 2003 | 10 July 2004 |