SFC Licences of MA Yin Wai, Jennifer 馬賢慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 December 2005 | 13 June 2009 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 December 2005 | 13 June 2009 |
Merrill Lynch Far East Limited | RE | 4 | 22 April 2005 | 23 September 2005 |
Merrill Lynch Far East Limited | RE | 1 | 22 April 2005 | 23 September 2005 |
Merrill Lynch Far East Limited | RE | 6 | 10 October 2003 | 23 September 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 10 October 2003 | 23 September 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 October 2003 | 23 September 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 October 2003 | 23 September 2005 |