SFC Licences of CHAN To 陳韜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prime Capital Management Company Limited 湧金資產管理有限公司 RO 9 15 March 2012
Prime Capital Management Company Limited 湧金資產管理有限公司 RO 4 15 March 2012
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 9 21 February 2008 31 December 2011
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 4 15 February 2005 31 December 2011
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 1 25 May 2004 31 December 2011
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 9 08 April 2005 21 November 2005
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 03 September 2003 25 May 2004