SFC Licences of CHAN To 陳韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prime Capital Management Company Limited 湧金資產管理有限公司 | RO | 9 | 15 March 2012 | 31 January 2024 |
Prime Capital Management Company Limited 湧金資產管理有限公司 | RO | 4 | 15 March 2012 | 31 January 2024 |
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RO | 9 | 21 February 2008 | 31 December 2011 |
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RO | 9 | 08 April 2005 | 21 November 2005 |
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RO | 4 | 15 February 2005 | 31 December 2011 |
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RO | 1 | 25 May 2004 | 31 December 2011 |
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 03 September 2003 | 25 May 2004 |