SFC Licences of FANG Baorong 方宝荣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 18 July 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 July 2018 | |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 18 November 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 March 2016 | 18 December 2016 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 28 October 2013 | 30 November 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 6 | 12 July 2012 | 30 November 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 26 November 2008 | 12 July 2012 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 01 February 2005 | 31 December 2008 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 02 September 2003 | 01 December 2003 |