SFC Licences of DUONG Dat T
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Asia Frontier Investments Limited | RO | 9 | 07 October 2009 | 31 May 2010 |
Asia Frontier Investments Limited | RO | 4 | 07 October 2009 | 31 May 2010 |
Merrill Lynch Far East Limited | RE | 4 | 22 April 2005 | 17 January 2008 |
Merrill Lynch Far East Limited | RE | 1 | 22 April 2005 | 17 January 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 October 2003 | 22 October 2008 |
Merrill Lynch Far East Limited | RE | 6 | 14 October 2003 | 17 January 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 14 October 2003 | 17 January 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 October 2003 | 17 January 2008 |