SFC Licences of CHENG Kwan Lun 鄭昆侖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soliton Securities Limited 善恆證券有限公司 RE 4 23 February 2021
Soliton Securities Limited 善恆證券有限公司 RE 1 23 February 2021
Soliton Capital Management Limited 善恆資本管理有限公司 RO 9 03 January 2019
Soliton Capital Management Limited 善恆資本管理有限公司 RO 4 03 January 2019
Quam Securities Limited 華富建業證券有限公司 RE 9 10 September 2013 09 February 2018
Quam Securities Limited 華富建業證券有限公司 RE 1 10 September 2013 09 February 2018
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RO 4 11 January 2011 02 September 2013
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RE 4 08 November 2010 11 January 2011
Everbright Capital Management Limited 光大資本管理有限公司 RE 9 06 May 2008 31 May 2009
Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 RE 9 06 May 2008 31 May 2009
Everbright Capital Management Limited 光大資本管理有限公司 RE 4 26 February 2008 31 May 2009
Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 RE 4 26 February 2008 31 May 2009
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RE 4 29 September 2005 03 February 2008
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 02 December 2003 21 September 2005
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 18 October 2003 21 September 2005
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 18 October 2003 21 September 2005
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 18 October 2003 21 September 2005