SFC Licences of LEE Chun Hoi 李震海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SoFi Securities (Hong Kong) Limited | RE | 4 | 01 March 2021 | |
SoFi Securities (Hong Kong) Limited | RE | 1 | 01 March 2021 | |
SBI FX Co., Limited 吉獅有限公司 | RE | 3 | 22 February 2017 | 08 August 2018 |
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 28 June 2005 | 10 March 2016 |
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 28 June 2005 | 10 March 2016 |
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 3 | 28 June 2005 | 01 November 2010 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 08 November 2003 | 07 April 2004 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 08 November 2003 | 07 April 2004 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 08 November 2003 | 07 April 2004 |