SFC Licences of NG Tze Ming 吳子明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RE | 1, 4, 9 | 23 February 2015 | |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RE | 6 | 25 July 2013 | 31 January 2015 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RE | 4, 9 | 13 May 2011 | 06 June 2013 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RE | 1, 4, 9 | 12 April 2010 | 08 April 2011 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RE | 4, 9 | 06 October 2006 | 17 February 2011 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RE | 1 | 05 September 2003 | 01 November 2004 |