SFC Licences of TSANG Kam Wing 曾錦榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 June 2011 | 30 December 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 June 2010 | 30 December 2011 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 23 October 2008 | 01 March 2010 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 18 June 2008 | 30 April 2009 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 13 April 2007 | 01 June 2008 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 25 April 2006 | 28 February 2007 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 25 April 2006 | 28 February 2007 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 25 May 2005 | 11 April 2006 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 04 November 2003 | 11 April 2006 |