SFC Licences of TAM Kin San 譚建新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 26 July 2012 | |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 15 July 2005 | 13 July 2006 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 28 July 2004 | 13 July 2006 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 9 | 18 February 2004 | 16 June 2004 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 4 | 18 February 2004 | 16 June 2004 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 04 November 2003 | 08 January 2004 |