SFC Licences of CHAN Yim Yim 陳艷艷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Capital Securities Limited 首控證券有限公司
RO 1, 4 20 August 2019 18 May 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司
RE 1 04 November 2003 22 December 2003
New Momentum Asset Management Limited 新港股資產管理有限公司
RO 1, 4 30 October 2017 18 May 2021
New Momentum Asset Management Limited 新港股資產管理有限公司
RO 9 18 May 2017 18 May 2021
New Momentum Asset Management Limited 新港股資產管理有限公司
RE 1, 4 20 April 2017 30 October 2017
New Momentum Asset Management Limited 新港股資產管理有限公司
RE 9 20 April 2017 18 May 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 9 29 May 2014 17 March 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4 04 December 2013 03 August 2015
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RO 9 03 February 2010 17 March 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 12 May 2009 29 May 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 9 10 August 2007 30 April 2009
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司
RE 1 13 June 2005 31 January 2007
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司
RE 1 29 December 2003 01 June 2005