SFC Licences of CHAN Yim Yim 陳艷艷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	4	20 August 2019	18 May 2021
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	1	20 August 2019	18 May 2021
China Sunrise Asset Management Limited 華升資產管理有限公司	RO	4	30 October 2017	18 May 2021
China Sunrise Asset Management Limited 華升資產管理有限公司	RO	1	30 October 2017	18 May 2021
China Sunrise Asset Management Limited 華升資產管理有限公司	RO	9	18 May 2017	18 May 2021
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	4	20 April 2017	30 October 2017
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	1	20 April 2017	30 October 2017
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	9	20 April 2017	18 May 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RO	9	29 May 2014	17 March 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RE	4	04 December 2013	03 August 2015
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司	RO	9	03 February 2010	17 March 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RE	9	12 May 2009	29 May 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	9	10 August 2007	30 April 2009
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司	RE	1	13 June 2005	31 January 2007
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司	RE	1	29 December 2003	01 June 2005
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	04 November 2003	22 December 2003