SFC Licences of ZHAO Yu 趙瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	11 December 2015	22 December 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	11 December 2015	22 December 2018
CLSA Limited 中信里昂證券有限公司	RE	1	11 December 2015	22 December 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RO	6	18 July 2012	31 October 2014
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RO	1	18 July 2012	31 October 2014
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	6	15 June 2012	18 July 2012
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	15 June 2012	18 July 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	04 October 2011	01 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	04 October 2011	01 June 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	10 April 2007	17 June 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	10 April 2007	17 June 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	14 April 2005	09 March 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	18 June 2004	09 March 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	18 June 2004	09 March 2007
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	6	16 February 2004	10 May 2004
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	4	16 February 2004	10 May 2004