SFC Licences of WU Lici Leon Edward 伍禮慈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
C.M. Capital Advisors (HK) Limited	RO	9	29 December 2017
C.M. Capital Advisors (HK) Limited	RO	4	29 December 2017
C.M. Capital Advisors (HK) Limited	RE	9	26 September 2017	29 December 2017
C.M. Capital Advisors (HK) Limited	RE	4	26 September 2017	29 December 2017
All View Management Limited 景豐管理有限公司	RO	9	24 March 2016	22 September 2017
All View Management Limited 景豐管理有限公司	RO	4	24 March 2016	22 September 2017
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	31 May 2013	07 March 2015
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	31 May 2013	07 March 2015
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	9	27 January 2011	22 April 2013
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	4	27 January 2011	22 April 2013
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	9	04 October 2004	21 January 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	5	04 October 2004	21 January 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	4	04 October 2004	21 January 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	1	11 August 2004	17 December 2004
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	06 November 2003	25 June 2004
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	06 November 2003	25 June 2004