SFC Licences of CHEN Raymond Lei 陳雷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RO | 9 | 13 May 2010 | 16 November 2012 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RO | 4 | 13 May 2010 | 16 November 2012 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RO | 1 | 13 May 2010 | 16 November 2012 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 1 | 21 October 2009 | 13 May 2010 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 9 | 04 September 2009 | 13 May 2010 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 4 | 04 September 2009 | 13 May 2010 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 25 June 2009 | 31 July 2009 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 08 September 2004 | 10 March 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 September 2004 | 10 March 2006 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 9 | 27 October 2003 | 31 August 2004 |