SFC Licences of ZHU Yong 朱勇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 RO 1 22 February 2017
Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 RO 9 09 March 2016
Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 RO 6 09 March 2016
Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 RO 4 09 March 2016
Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 RO 6 29 September 2015 01 March 2016
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 27 July 2015 01 March 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 12 October 2011 12 January 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 12 October 2011 12 January 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 12 October 2011 31 January 2012
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RO 4 22 October 2008 18 February 2011
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RO 9 03 July 2006 18 February 2011
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RO 9 03 February 2004 31 December 2008