SFC Licences of LIANG Li 梁麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 29 May 2015 | 29 September 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 29 May 2015 | 29 September 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 24 July 2006 | 19 September 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 July 2006 | 19 September 2012 |
| Safe Investment Company Limited 中國華安投資有限公司 | RE | 1 | 01 April 2003 | 18 March 2004 |
| Safe Investment Company Limited 中國華安投資有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |
| Safe Investment Company Limited 中國華安投資有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |