SFC Licences of LEUNG Wing Chong 梁穎聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 10 December 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 18 April 2008 | 29 September 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 19 July 2004 | 14 April 2008 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 18 September 2003 | 16 June 2004 |