SFC Licences of CHAN Stephen Shek Kei 陳碩基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RO 6 11 March 2016 04 November 2016
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RO 4 11 March 2016 04 November 2016
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RO 1 11 March 2016 04 November 2016
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RE 6 22 June 2015 11 March 2016
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RE 4 22 June 2015 11 March 2016
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RE 1 22 June 2015 11 March 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 15 September 2006 28 April 2015
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 15 September 2006 28 April 2015
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 15 September 2006 28 April 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 21 April 2005 08 March 2006
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 21 April 2005 08 March 2006
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 14 October 2003 21 March 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 14 October 2003 21 March 2005