SFC Licences of LEO Peck Chao 梁弼釗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Complus Asset Management Limited 金栢資產管理有限公司 RE 9 05 December 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 22 March 2013 16 June 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 16 June 2015
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 30 January 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 24 October 2003 18 February 2004