SFC Licences of LEO Peck Chao 梁弼釗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Complus Asset Management Limited 金栢資產管理有限公司 | RE | 9 | 05 December 2016 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 22 March 2013 | 16 June 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 16 June 2015 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 30 January 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 24 October 2003 | 18 February 2004 |