SFC Licences of SHE Kui Chi 佘鉅智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| R.J. O'Brien & Associates HK Limited | RO | 2 | 17 May 2016 | |
| R.J. O'Brien & Associates HK Limited | RE | 2 | 10 March 2011 | 17 May 2016 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 3 | 09 November 2010 | 14 February 2011 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 2 | 09 November 2010 | 14 February 2011 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 1 | 09 November 2010 | 14 February 2011 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 18 September 2003 | 22 December 2003 |