SFC Licences of KONG Siu Tin 江紹田

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RO 2 22 December 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 1 07 September 2017
Bright Fund Management Limited 光明投資管理有限公司 RE 9 27 January 2012 31 August 2023
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 31 December 2008 22 December 2017
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 31 December 2008 04 September 2013
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 31 December 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 06 May 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 04 October 2007 07 September 2017
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 4 20 March 2006 03 September 2007
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 1 20 March 2006 03 September 2007
iBest Consultants Limited RE 9 13 October 2003 09 June 2004
iBest Consultants Limited RE 4 13 October 2003 09 June 2004